KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Andrew Mark Mason Williams

  IRN AMM01156

  • CF30 Customer (1 Nov 2007 to 16 Oct 2008)
  • CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
• Andrew Mark Saker

  IRN AMS01192

  • CF30 Customer (1 Nov 2007 to 16 Oct 2008)
  • CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
• Andrew Maxwell Nicholson

  IRN AMN01023

  • CF30 Customer (6 Jun 2011 to 8 Dec 2019)
• Andrew Peter Hales

  IRN APH01104

  • CF30 Customer (1 Nov 2007 to 17 Feb 2017)
  • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
• Andrew Peter O'Regan

  IRN APO01026

  • CF30 Customer (9 Nov 2012 to 5 Dec 2014)
• Andrew Philip Crowley Berkley

  IRN APB01132

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 13 Aug 2004)
• Andrew Robert Cawley

  IRN AXC01524

  • CF4 Partner (2 Feb 2015 to 27 Apr 2016)
  • CF30 Customer (1 Nov 2007 to 24 Jan 2013)
  • CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (30 Apr 2002 to 31 Oct 2007)
• Andrew Thomas Syvret

  IRN ATS01029

  • CF23 Corporate Finance Adviser (21 Nov 2002 to 3 Oct 2005)
• Andrew William Jameson Grier

  IRN AWG01030

  • CF21 Investment Adviser (30 Apr 2002 to 25 Jul 2003)
• Anit Roy-Choudhury

  IRN AXR00598

  • [FCA CF] Client dealing (1 Dec 2021 to 10 Jun 2024)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.