Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
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Complaints Contact
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Authorised to Operate
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Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Anja Jegen
IRN AXJ01165
- CF23 Corporate Finance Adviser (30 Apr 2002 to 31 May 2002)
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Anna Howard
IRN AXH01854
- CF30 Customer (1 Nov 2007 to 1 May 2008)
- CF23 Corporate Finance Adviser (23 Jan 2007 to 31 Oct 2007)
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Anne Margaret Swift
IRN AMS01219
- CF30 Customer (3 Aug 2016 to 31 Jan 2019)
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Anne-Kathrin Schenker
IRN AXS01696
- CF23 Corporate Finance Adviser (30 Apr 2002 to 21 Jun 2002)
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Anne-Marie Waddingham
IRN AXW01383
- CF23 Corporate Finance Adviser (30 Apr 2002 to 13 Sep 2002)
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Anthony Ball
IRN AXG12746
- [FCA CF] Client dealing (since 1 Dec 2021)
- CF30 Customer (27 Mar 2019 to 8 Dec 2019)
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Anthony Edward Charles Webb
IRN AEW01087
- CF30 Customer (20 Feb 2020 to 26 Oct 2020)
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Anthony Graham Clare
IRN AGC01086
- CF21 Investment Adviser (30 Apr 2002 to 25 Jan 2005)
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Anthony Jackson Vickery
IRN AJV01032
- CF23 Corporate Finance Adviser (30 Apr 2002 to 18 Apr 2005)
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Anthony John Bannard
IRN AJB01436
- CF21 Investment Adviser (30 Apr 2002 to 20 Sep 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.