Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
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Complaints Contact
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Authorised to Operate
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Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Anthony John William Donges
IRN AXD22392
- CF30 Customer (23 Oct 2019 to 8 Dec 2019)
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Anthony Mark Dunn
IRN AMD01092
- CF23 Corporate Finance Adviser (30 Apr 2002 to 11 Oct 2002)
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Anthony Richard Sharp
IRN ARS01063
- CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Apr 2006)
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Anthony Rochford Newman
IRN ARN01016
- CF23 Corporate Finance Adviser (2 May 2002 to 29 Sep 2003)
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Anthony William James
IRN AWJ01020
- CF30 Customer (1 Nov 2007 to 17 Feb 2008)
- CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
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Anthony Yu
IRN AXY00086
- [FCA CF] Client dealing (1 Dec 2021 to 1 Dec 2022)
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Anton Krawchenko
IRN AXK02959
- [FCA CF] Client dealing (1 Dec 2021 to 30 Aug 2025)
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Anurag Gupta
IRN AXG02110
- CF30 Customer (26 Oct 2015 to 2 Jul 2019)
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Araminta Constance Sugden
IRN ACS01137
- CF23 Corporate Finance Adviser (26 Aug 2004 to 2 Jul 2005)
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Arthur Philip Andrew Drysdale
IRN APD01051
- CF30 Customer (14 Jan 2014 to 18 Sep 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.