KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Asad Khair

  IRN AXK01265

  • [FCA CF] Client dealing (since 1 Dec 2021)
  • CF30 Customer (1 Nov 2007 to 1 May 2008)
  • CF23 Corporate Finance Adviser (8 Nov 2004 to 31 Oct 2007)
• Audrey Catherine Julie Mougenot

  IRN ACM01183

  • CF30 Customer (1 Nov 2007 to 1 May 2008)
  • CF23 Corporate Finance Adviser (29 Oct 2007 to 31 Oct 2007)
• Barnaby John Wakinshaw Whiter

  IRN BJW01057

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Jul 2002)
• Barry Jones

  IRN BXJ01208

  • CF30 Customer (21 May 2012 to 8 Dec 2019)
• Ben Brafman

  IRN BXB00255

  • [FCA CF] Client dealing (1 Dec 2021 to 1 Dec 2022)
• Ben Broad

  IRN BNB01011

  • [FCA CF] Client dealing (since 16 Feb 2026)
• Ben Foulser

  IRN BXF22394

  • [FCA CF] Client dealing (1 Dec 2021 to 10 Jun 2024)
  • CF30 Customer (23 Oct 2019 to 8 Dec 2019)
• Ben Read

  IRN BXR08200

  • [FCA CF] Client dealing (1 Dec 2021 to 5 Dec 2024)
  • CF30 Customer (12 Nov 2018 to 8 Dec 2019)
• Ben Taylor

  IRN BXT00363

  • [FCA CF] Client dealing (since 1 Dec 2021)
• Benjamin Gold

  IRN BXG01315

  • CF30 Customer (9 Jan 2012 to 28 Oct 2014)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.