Ben Broad

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KPMG LLP

    FRN 210513

    • [FCA CF] Client dealing (since 16 Feb 2026)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (28 Sep 2017 to 10 Oct 2022)
    • [FCA CF] Client dealing (16 Nov 2016 to 19 Oct 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (31 Jan 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.