KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Bill Michael

  IRN BXM01375

  • CF4 Partner (11 Feb 2015 to 22 Mar 2016)
• Blair Carnegie Nimmo

  IRN BXN00032

  • CF3 Chief Executive (AR) (26 Apr 2021 to 28 Mar 2022)
• Brendan Robert Nelson

  IRN BRN01014

  • CF8 Apportionment and Oversight (18 Mar 2003 to 31 Mar 2009)
  • CF4 Partner (18 Mar 2003 to 30 Mar 2010)
• Brendon James Banner

  IRN BJB01065

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2003)
• Brian John Lee

  IRN BJL01040

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Sep 2002)
• Bruce Walker

  IRN BMW01022

  • CF30 Customer (1 Nov 2007 to 14 Mar 2011)
  • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
• Callum Duffy

  IRN CXD08032

  • CF30 Customer (7 Nov 2018 to 5 Apr 2019)
• Calum Brunton Smith

  IRN CBS01041

  • CF30 Customer (21 Feb 2020 to 26 Oct 2020)
• Caroline Bott

  IRN CXB00657

  • [FCA CF] Client dealing (since 1 Dec 2021)
  • [FCA CF] Manager of certification employee (7 Nov 2022 to 1 Nov 2023)
• Caroline Bott

  IRN CXB02039

  • CF30 Customer (25 Mar 2019 to 8 Dec 2019)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.