KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Caroline Low

  IRN CXL01176

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 30 Sep 2002)
• Casper Craven

  IRN CXC01309

  • CF23 Corporate Finance Adviser (2 May 2002 to 8 Apr 2003)
• Catherine Jane Wilson

  IRN CJB01246

  • CF23 Corporate Finance Adviser (10 Jun 2002 to 12 Jun 2003)
• Catherine Mary Finlayson

  IRN KXF01081

  • CF21 Investment Adviser (26 Apr 2002 to 7 Jun 2002)
• Charles Adrian Evers

  IRN CAE01020

  • CF21 Investment Adviser (30 Apr 2002 to 30 Sep 2002)
• Charles Allanson

  IRN CXA00284

  • [FCA CF] Client dealing (1 Feb 2023 to 1 Feb 2024)
• Charles David Houston

  IRN CDH01092

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 21 Feb 2005)
• Charles Enea Cattaneo

  IRN CEC01051

  • CF23 Corporate Finance Adviser (2 May 2002 to 12 Dec 2005)
• Charles John Henry Milner

  IRN CJM01228

  • CF23 Corporate Finance Adviser (2 May 2002 to 5 Dec 2005)
• Charles Jonathan Exley

  IRN CJE01055

  • CF30 Customer (28 Feb 2012 to 1 Nov 2016)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.