Charles Jonathan Exley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroders IS Limited

    FRN 195028

    • [FCA CF] Manager of certification employee (since 14 Aug 2024)
    • [FCA CF] Client dealing (since 17 Jan 2023)
  • Schroder Investment Management Limited

    FRN 119348

    • [FCA CF] Client dealing (since 1 Oct 2020)
    • [FCA CF] Manager of certification employee (since 1 Oct 2020)
    • CF30 Customer (24 Jan 2017 to 8 Dec 2019)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (24 Jan 2017 to 8 Dec 2019)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF30 Customer (28 Feb 2012 to 1 Nov 2016)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF30 Customer (24 Feb 2009 to 7 Nov 2011)
    • CF27 Investment Management (1 Dec 2001 to 4 Mar 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Mar 2005)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 6 Jun 2008)
    • CF21 Investment Adviser (24 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.