Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (14 Apr 2025 to 15 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (10 Apr 2024 to 15 Mar 2026)
    • [FCA CF] Significant management (10 Apr 2024 to 15 Mar 2026)
    • [PRA CF] Managing a material risk taker (18 Sep 2023 to 22 Jan 2026)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Manager of certification employee (8 Jan 2025 to 15 Mar 2026)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Manager of certification employee (8 Jan 2025 to 15 Mar 2026)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (10 Apr 2024 to 15 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (10 Apr 2024 to 15 Mar 2026)
    • [PRA CF] Managing a material risk taker (18 Sep 2023 to 22 Jan 2026)
    • [FCA CF] Manager of certification employee (19 Apr 2022 to 5 May 2022)
    • SMF18 Other Overall Responsibility (16 Jul 2018 to 14 Jul 2021)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 27 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.