Robert W. Baird Limited

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

  Web

  https://www.bairdeurope.com

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Peter Heald

  IRN APH01154

  • CF28 Systems and controls (3 Sep 2015 to 8 Dec 2019)
• Andrew William Lewis Hutchison

  IRN AWH01082

  • CF30 Customer (10 Mar 2014 to 23 Dec 2015)
• Angus Nicholson

  IRN AXN00203

  • [FCA CF] Client dealing (7 Jan 2022 to 5 Mar 2025)
• Anita Bhaskar

  IRN AXB02329

  • CF10 Compliance Oversight (15 May 2008 to 26 Sep 2014)
  • CF11 Money Laundering Reporting (15 May 2008 to 26 Sep 2014)
• Anne Yook Lin Channevy

  IRN AYC01006

  • CF30 Customer (15 Jul 2009 to 20 May 2011)
• Anne-Marie Katherine Cunnold

  IRN AXC01665

  • CF21 Investment Adviser (21 Feb 2003 to 16 Jan 2004)
• Anthony George Bond

  IRN AGB01076

  • CF30 Customer (1 Nov 2007 to 28 Jun 2013)
  • CF21 Investment Adviser (17 Jun 2002 to 31 Oct 2007)
• Artem Lebedev

  IRN AXL29834

  • [FCA CF] Client dealing (30 Sep 2021 to 7 Mar 2025)
• Arthur Virte

  IRN AXV00035

  • [FCA CF] Client dealing (since 2 Mar 2020)
• Axit Virendra Patel

  IRN AVP01021

  • CF21 Investment Adviser (6 Nov 2006 to 3 Aug 2007)
  • CF22 Investment Adviser (Trainee) (4 Oct 2006 to 6 Nov 2006)

No changes recorded yet.