Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • CF10 Compliance Oversight (15 May 2008 to 26 Sep 2014)
    • CF11 Money Laundering Reporting (15 May 2008 to 26 Sep 2014)
  • Baird Capital Partners Europe Limited (no longer approved here)

    FRN 150154

    • CF10 Compliance Oversight (15 May 2008 to 26 Sep 2014)
    • CF11 Money Laundering Reporting (15 May 2008 to 26 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.