Robert W. Baird Limited

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

  Web

  https://www.bairdeurope.com

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aya Hassan

  IRN AXH00675

  • [FCA CF] Client dealing (7 Mar 2022 to 4 Oct 2022)
• Begona Romero Cruz

  IRN BXR01082

  • CF21 Investment Adviser (11 Oct 2005 to 22 Feb 2007)
• Ben Ackland-Snow

  IRN BXA00151

  • [FCA CF] Client dealing (5 Apr 2022 to 5 Jun 2025)
• Benjamin David Shamash

  IRN BDS01034

  • CF30 Customer (1 Nov 2007 to 18 May 2009)
  • CF21 Investment Adviser (24 Oct 2006 to 31 Oct 2007)
• Benjamin Flaherty

  IRN BXF00142

  • [FCA CF] Client dealing (since 28 May 2023)
• Benjamin Garfield Kennedy

  IRN BGK01015

  • CF30 Customer (23 May 2011 to 7 May 2013)
• Benjamin Jeremy Gray

  IRN BJG01047

  • CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
• Benjamin Junot Thorley

  IRN BXT00330

  • [FCA CF] Client dealing (26 Feb 2022 to 10 Feb 2025)
• Bharathi Balakrishnan

  IRN BXB07946

  • CF30 Customer (3 Nov 2018 to 8 Dec 2019)
• Boris Bastiaan Boermans

  IRN BBB00020

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2021)
  • CF30 Customer (11 May 2018 to 8 Dec 2019)

No changes recorded yet.