Adam Eric Miller

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Client dealing (since 23 Jul 2024)
    • [FCA CF] Manager of certification employee (since 23 Jul 2024)
    • [FCA CF] Material risk taker (since 23 Jul 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (8 Apr 2022 to 8 Aug 2023)
    • [FCA CF] Client dealing (24 Dec 2018 to 22 Jan 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (8 Apr 2022 to 8 Aug 2023)
    • [FCA CF] Client dealing (22 Jun 2020 to 22 Jan 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 21 Sep 2018)
    • CF30 Customer (18 Oct 2013 to 6 Mar 2016)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (24 Mar 2009 to 16 Aug 2013)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF23 Corporate Finance Adviser (3 Nov 2005 to 20 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.