Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 1 Mar 2026)
    • SMF9 Chair of the Governing Body (since 7 Feb 2022)
    • SMF10 Chair of the Risk Committee (since 7 Feb 2022)
    • SMF11 Chair of the Audit Committee (since 7 Feb 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 28 Feb 2010)
    • CF29 Significant management (1 Nov 2007 to 28 Feb 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF30 Customer (1 Nov 2007 to 28 Feb 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 27 Oct 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF29 Significant management (1 Nov 2007 to 28 Feb 2010)
    • CF30 Customer (1 Nov 2007 to 28 Feb 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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