Jarvis Investment Management Limited

• Principal Place of Business

  78 Mount Ephraim

  Tunbridge Wells

  Kent

  TN4 8BS

  UNITED KINGDOM

  Phone

  +4401892510515

  Web

  https://www.jarvisim.co.uk

• Complaints Contact

  78 Mount Ephraim

  Tunbridge Wells

  Kent

  TN4 8BS

  UNITED KINGDOM

  Phone

  +4401892510515

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · (i) Unable to hold investors' financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook; and (ii) Unable to underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bella Dawkins Gosling

  IRN BXD01491

  • SMF16 Compliance Oversight (9 Dec 2019 to 28 Jan 2021)
  • CF10 Compliance Oversight (13 Oct 2015 to 8 Dec 2019)
• Benjamin Keith George Tadd

  IRN BKT01008

  • CF30 Customer (10 Nov 2008 to 3 Jul 2009)
• Benjamin Robert William Rumary

  IRN BRR01016

  • CF26 Customer Trading (2 Nov 2005 to 21 Jun 2006)
• Callum Norris

  IRN CXN00149

  • [FCA CF] Client dealing (27 Jul 2022 to 23 Jul 2024)
• Christopher Cleland

  IRN CXC82620

  • [FCA CF] Significant management (19 Feb 2025 to 15 Jan 2026)
• Christopher Michael Bishop

  IRN CMB01097

  • CF26 Customer Trading (10 May 2004 to 17 Mar 2006)
• Christopher Roger Chapman

  IRN CRC01065

  • CF11 Money Laundering Reporting (1 Dec 2001 to 11 Apr 2003)
• Colin James Steadman

  IRN CJS01151

  • [FCA CF] Significant management (9 Dec 2019 to 12 Oct 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Oct 2022)
  • CF29 Significant management (1 Nov 2007 to 10 Oct 2018)
  • CF20 Significant Mgt (Settlements) (28 Oct 2004 to 31 Oct 2007)
• Daniel Hayes

  IRN DXH00414

  • [FCA CF] Client dealing (17 May 2021 to 15 Jul 2022)
• Darren Neil Barton

  IRN DNB01022

  • CF26 Customer Trading (4 Aug 2005 to 22 Feb 2006)

• Astor Securities Limited (no longer appointed)

  FRN 455518 · Appointed 28 Aug 2007 · Until 1 Oct 2007

• Share Gain Ltd (no longer appointed)

  FRN 456187 · Appointed 17 Aug 2006 · Until 20 Sep 2010

• Bridge Hall Stockbrokers Ltd (no longer appointed)

  FRN 435373 · Appointed 11 Jul 2005 · Until 22 Feb 2006

• Unquoted Trader Limited (no longer appointed)

  FRN 195619 · Appointed 1 May 2001 · Until 1 Nov 2002

• Dudley Road Nominees Limited (no longer appointed)

  FRN 191791 · Appointed 8 May 2000 · Until 30 May 2010

No changes recorded yet.