CAPITAL PLUS PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
03672149
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    49 St James Street
    London
    SW1A 1JT
    UNITED KINGDOM
    Phone
    +447799888544
    Web
    https://www.capplus.co.uk

  • Complaints Contact

    4th Floor
    49 St James Street
    London
    SW1A 1JT
    UNITED KINGDOM
    Phone
    +447799888544

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Guy Norman Fisher

    IRN GNF01012

    • CF8 Apportionment and Oversight (1 Dec 2001 to 2 Dec 2003)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 2 Dec 2003)
    • CF3 Chief Executive (1 Dec 2001 to 2 Dec 2003)
  • Ivan James Bowen Murphy

    IRN IBM01005

    • [FCA CF] Client dealing (since 1 May 2024)
  • James Martin McNally

    IRN JMM01145

    • CF1 Director (12 Apr 2012 to 11 Jun 2014)
    • CF11 Money Laundering Reporting (10 Oct 2011 to 11 Jun 2014)
    • CF10 Compliance Oversight (10 Oct 2011 to 11 Jun 2014)
  • John Edward Ralph Bridges

    IRN JEB01096

    • CF3 Chief Executive (9 Jan 2008 to 28 Jan 2010)
    • CF30 Customer (1 Nov 2007 to 28 Jan 2010)
    • CF1 Director (13 Nov 2006 to 28 Jan 2010)
    • CF23 Corporate Finance Adviser (13 Nov 2006 to 31 Oct 2007)
  • John Quentin Alexander Findlater

    IRN JQF01000

    • CF30 Customer (1 Nov 2007 to 28 Mar 2011)
    • CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
  • Jonathan Ellis Critchley

    IRN JEC01161

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2023)
    • [FCA CF] Client dealing (since 1 Sep 2023)
  • Jonathan Gray Levinson

    IRN JGL01039

    • [FCA CF] Client dealing (1 May 2024 to 31 Aug 2024)
  • Jonathan Hall

    IRN JXH01489

    • CF1 Director (12 Apr 2012 to 14 Mar 2016)
    • CF30 Customer (16 Mar 2011 to 14 Mar 2016)
  • Jonathan James Hunter

    IRN JJH01060

    • CF1 Director (AR) (15 Jul 2019 to 31 Jan 2023)
  • Julian Leadbeater

    IRN JXL01436

    • CF30 Customer (14 Jul 2017 to 13 Oct 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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