Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Client dealing (since 1 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2023)
  • Clear Capital Markets Ltd (no longer approved here)

    FRN 706689

    • [FCA CF] Functions requiring qualifications (6 Nov 2020 to 9 May 2023)
    • [FCA CF] Client dealing (6 Nov 2020 to 9 May 2023)
  • Shard Capital Partners LLP (no longer approved here)

    FRN 538762

    • CF4 Partner (1 Mar 2014 to 31 Dec 2016)
    • CF30 Customer (31 Jul 2013 to 5 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.