Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPITAL PLUS PARTNERS LIMITED
FRN 189495
- 8. Giving personal recommendations on investments in the course of corporate finance business
- [FCA CF] Client dealing (since 1 Sep 2023)
- [FCA CF] Functions requiring qualifications (since 1 Sep 2023)
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- [FCA CF] Functions requiring qualifications (6 Nov 2020 to 9 May 2023)
- [FCA CF] Client dealing (6 Nov 2020 to 9 May 2023)
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- CF4 Partner (1 Mar 2014 to 31 Dec 2016)
- CF30 Customer (31 Jul 2013 to 5 Feb 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.