Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Guild Financial Advisory Limited (no longer approved here)

    FRN 922996

    • [FCA CF] Client dealing (6 Nov 2020 to 2 Dec 2023)
    • SMF3 Executive Director (6 Nov 2020 to 2 Dec 2023)
    • [FCA CF] Significant management (6 Nov 2020 to 2 Dec 2023)
  • Keith Bayley Rogers & Co Limited (no longer approved here)

    FRN 197385

    • CF30 Customer (5 Mar 2010 to 15 Oct 2010)
  • CAPITAL PLUS PARTNERS LIMITED (no longer approved here)

    FRN 189495

    • CF3 Chief Executive (9 Jan 2008 to 28 Jan 2010)
    • CF30 Customer (1 Nov 2007 to 28 Jan 2010)
    • CF1 Director (13 Nov 2006 to 28 Jan 2010)
    • CF23 Corporate Finance Adviser (13 Nov 2006 to 31 Oct 2007)
  • Marechale Capital PLC (no longer approved here)

    FRN 190270

    • CF23 Corporate Finance Adviser (20 Nov 2006 to 19 Dec 2006)
    • CF21 Investment Adviser (10 Jan 2006 to 20 Nov 2006)
  • Trevally Capital Advisers Ltd (no longer approved here)

    FRN 196124

    • CF21 Investment Adviser (18 Oct 2004 to 1 Jan 2006)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF21 Investment Adviser (20 Apr 2004 to 8 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.