Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (6 Nov 2020 to 2 Dec 2023)
- SMF3 Executive Director (6 Nov 2020 to 2 Dec 2023)
- [FCA CF] Significant management (6 Nov 2020 to 2 Dec 2023)
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- CF30 Customer (5 Mar 2010 to 15 Oct 2010)
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- CF3 Chief Executive (9 Jan 2008 to 28 Jan 2010)
- CF30 Customer (1 Nov 2007 to 28 Jan 2010)
- CF1 Director (13 Nov 2006 to 28 Jan 2010)
- CF23 Corporate Finance Adviser (13 Nov 2006 to 31 Oct 2007)
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- CF23 Corporate Finance Adviser (20 Nov 2006 to 19 Dec 2006)
- CF21 Investment Adviser (10 Jan 2006 to 20 Nov 2006)
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- CF21 Investment Adviser (18 Oct 2004 to 1 Jan 2006)
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- CF21 Investment Adviser (20 Apr 2004 to 8 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.