CANACCORD GENUITY ASSET MANAGEMENT LIMITED

• Principal Place of Business

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

  Web

  https://www.canaccord-wealth.com/asset-management

• Complaints Contact

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abel Romero Lema

  IRN AXR02506

  • CF30 Customer (28 Apr 2015 to 19 May 2016)
• Adam Howard Caplan

  IRN AHC01028

  • CF30 Customer (1 Nov 2007 to 2 Oct 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 18 Sep 2017)
• Adam Michael Rix

  IRN AMR01069

  • CF30 Customer (17 Feb 2009 to 15 Oct 2019)
• Adam Newman

  IRN AXN01235

  • CF30 Customer (1 Nov 2007 to 8 Oct 2019)
  • CF26 Customer Trading (17 May 2006 to 31 Oct 2007)
• Adam Oughtred Mark Horsley

  IRN AOH00003

  • CF30 Customer (17 Jul 2014 to 2 Oct 2019)
• Adam Towey

  IRN APT01077

  • CF30 Customer (15 May 2013 to 15 Oct 2019)
• Alan Tapnack

  IRN AXT01135

  • CF2 Non Executive Director (23 Jun 2005 to 22 Aug 2016)
• Aled Wyn Jones

  IRN AWJ01037

  • CF30 Customer (12 Jan 2011 to 2 Oct 2019)
• Alexander Guy Borthwick

  IRN AGB01115

  • CF21 Investment Adviser (15 Sep 2004 to 28 Feb 2007)
• Alexander James Sumner

  IRN AJS01639

  • CF30 Customer (9 Aug 2010 to 30 Jan 2018)

No changes recorded yet.