CANACCORD GENUITY ASSET MANAGEMENT LIMITED

Date authorised
1 March 2001
Companies House
03146580
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Nicolas Van Moppes

    IRN ANV01005

    • CF30 Customer (1 Nov 2007 to 15 Oct 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Alistair Fred Thomas Ruddick

    IRN AFR01024

    • CF26 Customer Trading (27 Jun 2006 to 14 Aug 2006)
    • CF21 Investment Adviser (31 May 2002 to 11 Feb 2005)
  • Allison Marie Errington

    IRN AME01026

    • CF29 Significant management (1 Nov 2007 to 31 Mar 2011)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
  • Amiel Ziv

    IRN AXZ01096

    • CF30 Customer (20 Jun 2008 to 28 Sep 2011)
  • Andrea Elizabeth Waring

    IRN AEW01039

    • CF29 Significant management (1 Nov 2007 to 31 Mar 2011)
    • CF20 Significant Mgt (Settlements) (20 Sep 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 3 Sep 2004)
  • Andrew Brian Moffat

    IRN ABM01036

    • CF30 Customer (1 Nov 2016 to 8 Oct 2019)
  • Andrew George Waring

    IRN AGW01083

    • CF30 Customer (1 Nov 2007 to 15 Oct 2019)
    • CF21 Investment Adviser (12 Jan 2005 to 15 Feb 2007)
    • CF22 Investment Adviser (Trainee) (5 May 2004 to 12 Jan 2005)
    • CF26 Customer Trading (11 Sep 2003 to 31 Oct 2007)
  • Andrew Gorton Baker

    IRN AGB01068

    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Andrew Heaton

    IRN AXH01312

    • CF21 Investment Adviser (1 Dec 2001 to 19 Jun 2003)
  • Andrew John Garstang

    IRN AJG01155

    • CF29 Significant management (17 Feb 2009 to 31 Mar 2011)
    • CF30 Customer (17 Feb 2009 to 2 Oct 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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