Andrew George Waring

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dowgate Wealth Limited

    FRN 926137

    • [FCA CF] Material risk taker (since 5 Dec 2025)
    • [FCA CF] Manager of certification employee (since 11 Mar 2024)
    • [FCA CF] Client dealing (since 7 Apr 2021)
  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • [FCA CF] Manager of certification employee (15 Mar 2024 to 10 Mar 2025)
    • [FCA CF] Client dealing (23 Nov 2020 to 10 Mar 2025)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF30 Customer (1 Nov 2007 to 15 Oct 2019)
    • CF21 Investment Adviser (12 Jan 2005 to 15 Feb 2007)
    • CF22 Investment Adviser (Trainee) (5 May 2004 to 12 Jan 2005)
    • CF26 Customer Trading (11 Sep 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.