Dowgate Capital Limited

• Principal Place of Business

  15 Fetter Lane

  London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442039037715

  Web

  https://dowgatecapital.co.uk

• Complaints Contact

  Dowgate Capital

  15 Fetter Lane

  London

  City Of London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442037584737

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam David Crawley

  IRN ADC01089

  • CF21 Investment Adviser (1 Dec 2001 to 6 Sep 2002)
• Alan Richard Blyth Holton

  IRN ARH01090

  • [FCA CF] Functions requiring qualifications (31 May 2024 to 24 Sep 2024)
  • [FCA CF] Client dealing (31 May 2024 to 24 Sep 2024)
• Alan Watson

  IRN AXW01238

  • CF30 Customer (1 Nov 2007 to 5 Oct 2012)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Alice Clementine Poutney

  IRN ACP01151

  • CF30 Customer (13 Feb 2017 to 8 Dec 2019)
• Amber Higgs

  IRN AXP00410

  • [FCA CF] Client dealing (28 Jun 2024 to 6 Feb 2026)
• Andrew Christopher Roberts

  IRN ACR01043

  • CF1 Director (2 Mar 2010 to 14 Feb 2011)
• Andrew George Waring

  IRN AGW01083

  • [FCA CF] Manager of certification employee (15 Mar 2024 to 10 Mar 2025)
  • [FCA CF] Client dealing (23 Nov 2020 to 10 Mar 2025)
• Anthony Paul Rawlinson

  IRN APR01050

  • CF2 Non Executive Director (4 Dec 2008 to 1 Jul 2009)
  • CF1 Director (2 Nov 2006 to 4 Dec 2008)
• Anthony Robin Innes Ker

  IRN RAI01005

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2025)
  • CF30 Customer (14 Oct 2019 to 8 Dec 2019)
• Anthony Thomas Andrew Manning

  IRN ATM01033

  • [FCA CF] Functions requiring qualifications (6 Jul 2021 to 10 Mar 2025)
  • [FCA CF] Client dealing (6 Jul 2021 to 10 Mar 2025)

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