Dowgate Capital Limited

• Principal Place of Business

  15 Fetter Lane

  London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442039037715

  Web

  https://dowgatecapital.co.uk

• Complaints Contact

  Dowgate Capital

  15 Fetter Lane

  London

  City Of London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442037584737

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony William Dewar

  IRN AWD01024

  • CF21 Investment Adviser (7 Oct 2003 to 27 Jan 2006)
• Ben Carroll

  IRN BXC01252

  • [FCA CF] Client dealing (27 Aug 2024 to 24 Jul 2025)
• Benjamin Thomas McKeown

  IRN BTM01029

  • [FCA CF] Client dealing (27 Apr 2023 to 17 Nov 2023)
  • [FCA CF] Functions requiring qualifications (27 Apr 2023 to 17 Nov 2023)
• Brendan Louis Anthony D'Souza

  IRN BLD00015

  • [FCA CF] Client dealing (31 Aug 2021 to 3 Feb 2023)
• Catherine Helen Daley

  IRN CHB01062

  • CF1 Director (22 Oct 2007 to 5 Jun 2009)
  • CF10 Compliance Oversight (2 Nov 2006 to 5 Jun 2009)
  • CF11 Money Laundering Reporting (2 Nov 2006 to 5 Jun 2009)
• Charles Oliver Hall

  IRN COH01005

  • [FCA CF] Material risk taker (1 Apr 2025 to 5 Dec 2025)
  • [FCA CF] Client dealing (27 Dec 2023 to 6 Feb 2026)
• Christiane Ann Chambers

  IRN CAC01076

  • CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2002)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 14 Mar 2002)
  • CF10 Compliance Oversight (1 Dec 2001 to 14 Mar 2002)
• Clare Louise Pledger

  IRN CLP01026

  • CF21 Investment Adviser (1 Dec 2001 to 7 May 2004)
• Clifford John Garcka

  IRN CJG01078

  • [FCA CF] Functions requiring qualifications (23 Oct 2023 to 10 Mar 2025)
  • [FCA CF] Client dealing (23 Oct 2023 to 10 Mar 2025)
• Colin George Climie

  IRN CGC01027

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Jul 2025)
  • CF30 Customer (18 Sep 2017 to 8 Dec 2019)

No changes recorded yet.