Dowgate Capital Limited

• Principal Place of Business

  15 Fetter Lane

  London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442039037715

  Web

  https://dowgatecapital.co.uk

• Complaints Contact

  Dowgate Capital

  15 Fetter Lane

  London

  City Of London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442037584737

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Colin Robert Charles Johnson

  IRN CXJ00006

  • SMF17 Money Laundering Reporting Officer (MLRO) (11 Feb 2021 to 23 Sep 2024)
• Damian Zackary Testi

  IRN DZT00002

  • [FCA CF] Functions requiring qualifications (8 Apr 2024 to 10 Mar 2025)
  • [FCA CF] Client dealing (8 Apr 2024 to 10 Mar 2025)
• Daniel Ingram

  IRN DXI00035

  • [FCA CF] Client dealing (4 Nov 2024 to 6 Feb 2026)
• Darron Stuart Rixson

  IRN DSR01027

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Feb 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (5 Apr 2004 to 31 Oct 2007)
  • CF27 Investment Management (5 Apr 2004 to 31 Oct 2007)
• David Andrew William Trigg

  IRN DAT01047

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• David Burrows

  IRN DXB02037

  • CF1 Director (20 Jul 2010 to 24 Nov 2010)
• David Douglas Shaw

  IRN DDS01019

  • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2005)
  • CF27 Investment Management (1 Dec 2001 to 30 Jun 2005)
• David George Lis

  IRN DGL00020

  • SMF9 Chair of the Governing Body (30 Jun 2025 to 6 Feb 2026)
  • CF2 Non Executive Director (26 Sep 2018 to 8 Dec 2019)
• David Jeremy Veasey

  IRN DJV01014

  • CF30 Customer (1 Nov 2007 to 12 Mar 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• David John Poutney

  IRN DJP00146

  • [FCA CF] Material risk taker (5 Dec 2025 to 31 Mar 2026)
  • SMF1 Chief Executive (9 Dec 2019 to 14 Feb 2025)
  • SMF3 Executive Director (9 Dec 2019 to 14 Feb 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
  • CF3 Chief Executive (2 May 2018 to 8 Dec 2019)
  • CF1 Director (21 Nov 2016 to 8 Dec 2019)
  • CF30 Customer (21 Nov 2016 to 8 Dec 2019)

No changes recorded yet.