Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (7 Aug 2017 to 21 Jun 2018)
- CF1 Director (AR) (27 Jul 2017 to 21 Jun 2018)
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- CF10a CASS Oversight function (1 Oct 2011 to 8 Sep 2016)
- CF10 Compliance Oversight (14 Jul 2010 to 13 Jul 2011)
- CF1 Director (4 Jun 2010 to 22 Sep 2016)
- CF29 Significant management (3 Feb 2010 to 22 Sep 2016)
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- CF1 Director (20 Jul 2010 to 24 Nov 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.