Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gallium Fund Solutions Limited (no longer approved here)

    FRN 487176

    • CF30 Customer (7 Aug 2017 to 21 Jun 2018)
    • CF1 Director (AR) (27 Jul 2017 to 21 Jun 2018)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF10a CASS Oversight function (1 Oct 2011 to 8 Sep 2016)
    • CF10 Compliance Oversight (14 Jul 2010 to 13 Jul 2011)
    • CF1 Director (4 Jun 2010 to 22 Sep 2016)
    • CF29 Significant management (3 Feb 2010 to 22 Sep 2016)
  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • CF1 Director (20 Jul 2010 to 24 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

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