Gallium Fund Solutions Limited

Date authorised
1 April 2013
Companies House
06634506
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gallium House Unit 2
    Station Court
    Borough Green
    Sevenoaks
    Kent
    TN15 8AD
    UNITED KINGDOM
    Phone
    +441732882642
    Web
    https://www.gallium.co.uk

  • Complaints Contact

    Gallium House Unit 2
    Station Court
    Borough Green
    Sevenoaks
    Kent
    TN15 8AD
    UNITED KINGDOM
    Phone
    +441732882642

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Limited to Investment Company with Variable Capital (ICVC) box management
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Alexander Crisp

    IRN AAC01108

    • CF30 Customer (18 Dec 2014 to 31 May 2017)
    • CF1 Director (AR) (18 Dec 2014 to 31 May 2017)
  • Andrew James Alastair Dunn

    IRN AJD01404

    • CF1 Director (AR) (19 Jan 2017 to 19 Apr 2019)
  • Andrew James Brandon

    IRN AJB01787

    • CF30 Customer (7 Nov 2014 to 31 May 2017)
    • CF1 Director (AR) (7 Nov 2014 to 31 May 2017)
  • Andrew James Bruce Myers

    IRN AJM01449

    • CF1 Director (AR) (3 Sep 2014 to 29 Dec 2015)
    • CF30 Customer (14 Aug 2014 to 29 Dec 2015)
  • Andrew James Colman

    IRN AXC01794

    • CF30 Customer (25 Feb 2016 to 19 Jul 2017)
    • CF1 Director (AR) (25 Feb 2016 to 19 Jul 2017)
  • Anna Ulrika Robertsson

    IRN AUR01000

    • CF30 Customer (13 Mar 2017 to 3 Apr 2017)
  • Anne Frances Norris

    IRN AFN01023

    • SMF3 Executive Director (9 Dec 2019 to 23 Jul 2021)
    • CF1 Director (8 Oct 2015 to 8 Dec 2019)
    • CF30 Customer (8 Oct 2015 to 8 Dec 2019)
  • Annisa Hussain

    IRN AXH02229

    • CF30 Customer (3 Aug 2011 to 8 Dec 2019)
  • Anthony Carmelo Norris

    IRN AXN01068

    • SMF1 Chief Executive (9 Dec 2020 to 23 Jul 2021)
    • SMF3 Executive Director (9 Dec 2019 to 23 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Jul 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Jul 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 23 Jul 2021)
    • CF10 Compliance Oversight (30 Oct 2014 to 8 Dec 2019)
    • CF10a CASS Oversight function (11 Jun 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (6 May 2010 to 30 Sep 2018)
    • CF30 Customer (26 Mar 2009 to 8 Dec 2019)
    • CF3 Chief Executive (28 Oct 2008 to 8 Dec 2019)
    • CF29 Significant management (28 Oct 2008 to 12 Aug 2020)
    • CF28 Systems and controls (28 Oct 2008 to 12 Aug 2020)
    • CF11 Money Laundering Reporting (28 Oct 2008 to 8 Dec 2019)
  • Anthony Lawrence King-Cline

    IRN ALK01016

    • CF2 Non Executive Director (26 Aug 2009 to 29 Apr 2014)
    • CF30 Customer (26 Aug 2009 to 4 Feb 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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