Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 18 Mar 2025)
    • CF30 Customer (14 Mar 2019 to 8 Dec 2019)
    • CF1 Director (14 Mar 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Mar 2019 to 8 Dec 2019)
  • Gallium Fund Solutions Limited (no longer approved here)

    FRN 487176

    • CF30 Customer (13 Mar 2017 to 3 Apr 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.