Date authorised
14 March 2019
Companies House
10936640
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    International House, 36-38 Cornhill
    London
    City Of London
    EC3V 3NG
    UNITED KINGDOM
    Phone
    +447503570624
  • Complaints Contact

    International House, 36-38 Cornhill
    London
    City Of London
    EC3V 3NG
    UNITED KINGDOM
    Phone
    +41796188249

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anna Ulrika Robertsson

    IRN AUR01000

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 18 Mar 2025)
    • CF10 Compliance Oversight (14 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (14 Mar 2019 to 8 Dec 2019)
    • CF1 Director (14 Mar 2019 to 8 Dec 2019)
  • Cressida Faye Adams

    IRN CXA00211

    • [FCA CF] Client dealing (4 Mar 2022 to 9 Aug 2023)
  • Honor Catherine Huyette

    IRN HXH23995

    • [FCA CF] Client dealing (since 24 Jan 2024)
  • Maria Kindness

    IRN MXK02858

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (14 Mar 2019 to 8 Dec 2019)
    • CF3 Chief Executive (14 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (14 Mar 2019 to 8 Dec 2019)
  • Petra Dismorr

    IRN PXD01624

    • [FCA CF] Client dealing (since 17 Oct 2025)
  • Stephen Martin Middleton

    IRN SMM01154

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jul 2025)
    • SMF3 Executive Director (since 3 Jul 2025)
    • SMF16 Compliance Oversight (since 3 Jul 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.