Stephen Martin Middleton

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

L&T Capital Investment Ltd
FRN 1038396
- SMF3 Executive Director (since 17 Nov 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Nov 2025)
- SMF16 Compliance Oversight (since 17 Nov 2025)
Impactus Partners Ltd
FRN 828420
- SMF3 Executive Director (since 3 Jul 2025)
- SMF16 Compliance Oversight (since 3 Jul 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jul 2025)
Frontier Road Limited
FRN 937460
- SMF3 Executive Director (since 24 Aug 2021)
- SMF16 Compliance Oversight (since 24 Aug 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Aug 2021)
Jarvis Investment Management Limited
FRN 116413
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2021)
Jenga Investment Partners Ltd (no longer approved here)
FRN 973457
- [FCA CF] Client dealing (25 Apr 2023 to 8 Jul 2024)
- SMF3 Executive Director (1 Dec 2022 to 12 Jul 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.