Andrew James Alastair Dunn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CapitalRise Finance Limited (no longer approved here)
FRN 816789
- Director of firm who is not a certification employee or a SMF manager (24 Mar 2023 to 3 Mar 2026)
- SMF3 Executive Director (8 Jul 2020 to 9 Oct 2020)
- [FCA CF] Significant management (9 Dec 2019 to 24 Mar 2023)
Sapia Partners LLP (no longer approved here)
FRN 550103
- CF1 Director (AR) (7 May 2019 to 9 Jan 2020)
- CF30 Customer (21 Apr 2016 to 22 Apr 2016)
Gallium Fund Solutions Limited (no longer approved here)
FRN 487176
- CF1 Director (AR) (19 Jan 2017 to 19 Apr 2019)
Capitalrise Finance Limited (no longer approved here)
FRN 739181
- Employed By (19 Jan 2017 to 19 Apr 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.