Gallium Fund Solutions Limited

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FRN: 487176
Date authorised: 1 April 2013
Companies House: 06634506
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Gallium House Unit 2

Station Court

Borough Green

Sevenoaks

Kent

TN15 8AD

UNITED KINGDOM

Phone

+441732882642

Web

https://www.gallium.co.uk
Complaints Contact

Gallium House Unit 2

Station Court

Borough Green

Sevenoaks

Kent

TN15 8AD

UNITED KINGDOM

Phone

+441732882642

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Limited to Investment Company with Variable Capital (ICVC) box management
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Specialist Investment Funds
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Holds Your Assets

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Adam Alexander Crisp
IRN AAC01108
- CF30 Customer (18 Dec 2014 to 31 May 2017)
- CF1 Director (AR) (18 Dec 2014 to 31 May 2017)
Andrew James Alastair Dunn
IRN AJD01404
- CF1 Director (AR) (19 Jan 2017 to 19 Apr 2019)
Andrew James Brandon
IRN AJB01787
- CF30 Customer (7 Nov 2014 to 31 May 2017)
- CF1 Director (AR) (7 Nov 2014 to 31 May 2017)
Andrew James Bruce Myers
IRN AJM01449
- CF1 Director (AR) (3 Sep 2014 to 29 Dec 2015)
- CF30 Customer (14 Aug 2014 to 29 Dec 2015)
Andrew James Colman
IRN AXC01794
- CF30 Customer (25 Feb 2016 to 19 Jul 2017)
- CF1 Director (AR) (25 Feb 2016 to 19 Jul 2017)
Anna Ulrika Robertsson
IRN AUR01000
- CF30 Customer (13 Mar 2017 to 3 Apr 2017)
Anne Frances Norris
IRN AFN01023
- SMF3 Executive Director (9 Dec 2019 to 23 Jul 2021)
- CF1 Director (8 Oct 2015 to 8 Dec 2019)
- CF30 Customer (8 Oct 2015 to 8 Dec 2019)
Annisa Hussain
IRN AXH02229
- CF30 Customer (3 Aug 2011 to 8 Dec 2019)
Anthony Carmelo Norris
IRN AXN01068
- SMF1 Chief Executive (9 Dec 2020 to 23 Jul 2021)
- SMF3 Executive Director (9 Dec 2019 to 23 Jul 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Jul 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 23 Jul 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 23 Jul 2021)
- CF10 Compliance Oversight (30 Oct 2014 to 8 Dec 2019)
- CF10a CASS Oversight function (11 Jun 2013 to 8 Dec 2019)
- Responsible for Insurance Mediation (6 May 2010 to 30 Sep 2018)
- CF30 Customer (26 Mar 2009 to 8 Dec 2019)
- CF3 Chief Executive (28 Oct 2008 to 8 Dec 2019)
- CF29 Significant management (28 Oct 2008 to 12 Aug 2020)
- CF28 Systems and controls (28 Oct 2008 to 12 Aug 2020)
- CF11 Money Laundering Reporting (28 Oct 2008 to 8 Dec 2019)
Anthony Lawrence King-Cline
IRN ALK01016
- CF2 Non Executive Director (26 Aug 2009 to 29 Apr 2014)
- CF30 Customer (26 Aug 2009 to 4 Feb 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Global Alternatives Operations Limited (no longer appointed)
FRN 760211 · Appointed 6 Oct 2016 · Until 15 Mar 2019
Zoopla Limited (no longer appointed)
FRN 754970 · Appointed 15 Aug 2016 · Until 8 Nov 2019
Brickowner Limited (no longer appointed)
FRN 755788 · Appointed 11 Aug 2016 · Until 17 Sep 2019
Bricklane Investment Services Ltd (no longer appointed)
FRN 743370 · Appointed 18 May 2016 · Until 31 Aug 2023
Africa Trade Finance Limited (no longer appointed)
FRN 629303 · Appointed 12 Oct 2015 · Until 2 Jul 2018
Elevate Capital Limited (no longer appointed)
FRN 718397 · Appointed 28 Sep 2015 · Until 31 Mar 2018
Funded City Limited (no longer appointed)
FRN 697434 · Appointed 19 May 2015 · Until 4 Jul 2016
TMT Asset Management Limited (no longer appointed)
FRN 659067 · Appointed 9 Dec 2014 · Until 31 May 2017
Clipstone Land Limited (no longer appointed)
FRN 658619 · Appointed 8 Dec 2014 · Until 22 Dec 2014
Delin Capital Asset Management UK Limited (no longer appointed)
FRN 657941 · Appointed 4 Dec 2014 · Until 26 Jul 2017

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.