Gallium Fund Solutions Limited

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FRN: 487176
Date authorised: 1 April 2013
Companies House: 06634506
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Gallium House Unit 2

Station Court

Borough Green

Sevenoaks

Kent

TN15 8AD

UNITED KINGDOM

Phone

+441732882642

Web

https://www.gallium.co.uk
Complaints Contact

Gallium House Unit 2

Station Court

Borough Green

Sevenoaks

Kent

TN15 8AD

UNITED KINGDOM

Phone

+441732882642

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Limited to Investment Company with Variable Capital (ICVC) box management
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Specialist Investment Funds
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Holds Your Assets

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Adam Alexander Crisp
IRN AAC01108
- CF30 Customer (18 Dec 2014 to 31 May 2017)
- CF1 Director (AR) (18 Dec 2014 to 31 May 2017)
Andrew James Alastair Dunn
IRN AJD01404
- CF1 Director (AR) (19 Jan 2017 to 19 Apr 2019)
Andrew James Brandon
IRN AJB01787
- CF30 Customer (7 Nov 2014 to 31 May 2017)
- CF1 Director (AR) (7 Nov 2014 to 31 May 2017)
Andrew James Bruce Myers
IRN AJM01449
- CF1 Director (AR) (3 Sep 2014 to 29 Dec 2015)
- CF30 Customer (14 Aug 2014 to 29 Dec 2015)
Andrew James Colman
IRN AXC01794
- CF30 Customer (25 Feb 2016 to 19 Jul 2017)
- CF1 Director (AR) (25 Feb 2016 to 19 Jul 2017)
Anna Ulrika Robertsson
IRN AUR01000
- CF30 Customer (13 Mar 2017 to 3 Apr 2017)
Anne Frances Norris
IRN AFN01023
- SMF3 Executive Director (9 Dec 2019 to 23 Jul 2021)
- CF1 Director (8 Oct 2015 to 8 Dec 2019)
- CF30 Customer (8 Oct 2015 to 8 Dec 2019)
Annisa Hussain
IRN AXH02229
- CF30 Customer (3 Aug 2011 to 8 Dec 2019)
Anthony Carmelo Norris
IRN AXN01068
- SMF1 Chief Executive (9 Dec 2020 to 23 Jul 2021)
- SMF3 Executive Director (9 Dec 2019 to 23 Jul 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Jul 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 23 Jul 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 23 Jul 2021)
- CF10 Compliance Oversight (30 Oct 2014 to 8 Dec 2019)
- CF10a CASS Oversight function (11 Jun 2013 to 8 Dec 2019)
- Responsible for Insurance Mediation (6 May 2010 to 30 Sep 2018)
- CF30 Customer (26 Mar 2009 to 8 Dec 2019)
- CF3 Chief Executive (28 Oct 2008 to 8 Dec 2019)
- CF29 Significant management (28 Oct 2008 to 12 Aug 2020)
- CF28 Systems and controls (28 Oct 2008 to 12 Aug 2020)
- CF11 Money Laundering Reporting (28 Oct 2008 to 8 Dec 2019)
Anthony Lawrence King-Cline
IRN ALK01016
- CF2 Non Executive Director (26 Aug 2009 to 29 Apr 2014)
- CF30 Customer (26 Aug 2009 to 4 Feb 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Employer Admin Services Limited (no longer appointed)
FRN 653797 · Appointed 12 Nov 2014 · Until 2 Dec 2015
Henley Investment Management Limited (no longer appointed)
FRN 649361 · Appointed 9 Oct 2014 · Until 31 May 2017
Organic Investment Management Limited (no longer appointed)
FRN 628719 · Appointed 21 Jul 2014 · Until 4 Jan 2016
Marshall Sterling Asset Management Limited (no longer appointed)
FRN 522250 · Appointed 2 May 2014 · Until 30 May 2014
Marshall Sterling Asset Management Limited (no longer appointed)
FRN 622575 · Appointed 2 May 2014 · Until 7 May 2014
Henley Property Services Limited (no longer appointed)
FRN 613023 · Appointed 9 Jan 2014 · Until 24 Jan 2014
Property Crowd Limited (no longer appointed)
FRN 610922 · Appointed 29 Nov 2013 · Until 30 Nov 2015
Jordan Hennessy Asset Management Limited (no longer appointed)
FRN 604910 · Appointed 24 Jul 2013 · Until 28 Aug 2014
Crosslane Fund Managers LLP (no longer appointed)
FRN 593070 · Appointed 18 Dec 2012 · Until 14 Apr 2015
Appian Capital Advisory LLP (no longer appointed)
FRN 585182 · Appointed 24 Jul 2012 · Until 10 Jul 2014

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.