David John Poutney

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • [FCA CF] Material risk taker (5 Dec 2025 to 31 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
    • SMF3 Executive Director (9 Dec 2019 to 14 Feb 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 14 Feb 2025)
    • CF3 Chief Executive (2 May 2018 to 8 Dec 2019)
    • CF30 Customer (21 Nov 2016 to 8 Dec 2019)
    • CF1 Director (21 Nov 2016 to 8 Dec 2019)
  • Dowgate Wealth Limited (no longer approved here)

    FRN 926137

    • SMF9 Chair of the Governing Body (10 Dec 2020 to 13 Jun 2025)
    • SMF3 Executive Director (10 Dec 2020 to 18 Dec 2024)
    • SMF1 Chief Executive (10 Dec 2020 to 15 Sep 2022)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF30 Customer (1 Nov 2007 to 31 Mar 2016)
    • CF1 Director (1 Dec 2001 to 31 Mar 2016)
    • CF27 Investment Management (1 Dec 2001 to 28 Jan 2004)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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