Dowgate Wealth Limited

• Principal Place of Business

  Dowgate Wealth

  15 Fetter Lane

  London

  City Of London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442039037723

  Web

  https://dowgatewealth.co.uk

• Complaints Contact

  Dowgate Wealth Ltd

  15 Fetter Lane

  London

  City Of London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442037584737

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Adam Edward Rackley

  IRN AER01047

  • [FCA CF] Client dealing (since 20 Oct 2023)
  • [FCA CF] Material risk taker (4 Mar 2024 to 30 Dec 2024)
• Alex Philipson

  IRN AJP01196

  • [FCA CF] Client dealing (20 Oct 2022 to 2 Oct 2025)
  • [FCA CF] Functions requiring qualifications (20 Oct 2022 to 2 Oct 2025)
• Andrew George Waring

  IRN AGW01083

  • [FCA CF] Material risk taker (since 5 Dec 2025)
  • [FCA CF] Manager of certification employee (since 11 Mar 2024)
  • [FCA CF] Client dealing (since 7 Apr 2021)
• Anthony Robin Innes Ker

  IRN RAI01005

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
  • [FCA CF] Client dealing (since 17 Feb 2025)
• Anthony Thomas Andrew Manning

  IRN ATM01033

  • [FCA CF] Functions requiring qualifications (17 Feb 2025 to 2 Dec 2025)
  • [FCA CF] Client dealing (17 Feb 2025 to 2 Dec 2025)
• Benjamin Thomas McKeown

  IRN BTM01029

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 7 Dec 2021)
  • [FCA CF] Functions requiring qualifications (since 7 Apr 2021)
  • [FCA CF] Client dealing (since 7 Apr 2021)
• Brian Ikin

  IRN BXI01003

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 25 Apr 2023)
  • [FCA CF] Functions requiring qualifications (since 25 Apr 2023)
• Clifford John Garcka

  IRN CJG01078

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 17 Feb 2025)
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
• Colin Mark Hughes

  IRN CMH01095

  • SMF9 Chair of the Governing Body (since 12 Jun 2025)
• Damian Zackary Testi

  IRN DZT00002

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
  • [FCA CF] Client dealing (since 17 Feb 2025)

No changes recorded yet.