Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Apr 2023)
    • [FCA CF] Client dealing (since 25 Apr 2023)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Nov 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Nov 2022)
    • CF30 Customer (9 Sep 2014 to 8 Dec 2019)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF30 Customer (1 Jul 2013 to 25 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

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