Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Dowgate Wealth Limited
FRN 926137
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 25 Apr 2023)
- [FCA CF] Client dealing (since 25 Apr 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 25 Nov 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Nov 2022)
- CF30 Customer (9 Sep 2014 to 8 Dec 2019)
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- CF30 Customer (1 Jul 2013 to 25 Jun 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.