Dowgate Wealth Limited

• Principal Place of Business

  Dowgate Wealth

  15 Fetter Lane

  London

  City Of London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442039037723

  Web

  https://dowgatewealth.co.uk

• Complaints Contact

  Dowgate Wealth Ltd

  15 Fetter Lane

  London

  City Of London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442037584737

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• David John Poutney

  IRN DJP00146

  • SMF1 Chief Executive (10 Dec 2020 to 15 Sep 2022)
  • SMF9 Chair of the Governing Body (10 Dec 2020 to 13 Jun 2025)
  • SMF3 Executive Director (10 Dec 2020 to 18 Dec 2024)
• Dorian Peter Konig

  IRN DPK01033

  • [FCA CF] Client dealing (since 25 Feb 2022)
• Edward Thomas Harker Richards

  IRN EXR00271

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 14 Nov 2025)
  • [FCA CF] Functions requiring qualifications (since 14 Nov 2025)
• Ian Sheldon Amiee

  IRN ISA01006

  • [FCA CF] Client dealing (17 Feb 2025 to 27 Jun 2025)
  • [FCA CF] Functions requiring qualifications (17 Feb 2025 to 27 Jun 2025)
• Ibnay Shahood Oozeerally

  IRN ISO01002

  • [FCA CF] Client dealing (since 17 Feb 2025)
  • [FCA CF] Functions requiring qualifications (17 Feb 2025 to 1 Sep 2025)
• James Henry Bicknell-Found

  IRN JXB04222

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Client dealing (since 29 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 29 Dec 2025)
• James Richard Challis Serjeant

  IRN JRS01150

  • SMF3 Executive Director (10 Dec 2020 to 21 Oct 2024)
• Jane Church Andrews

  IRN JCW01082

  • [FCA CF] Material risk taker (1 Nov 2023 to 3 Dec 2024)
  • [FCA CF] Client dealing (1 Nov 2023 to 3 Dec 2024)
  • [FCA CF] Manager of certification employee (1 Nov 2023 to 3 Dec 2024)
• Jeremy Bruno Bottari

  IRN JXB04211

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 12 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 12 Dec 2025)
• Jeremy Michael Harris St John

  IRN JMH01130

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 7 Apr 2021)
  • [FCA CF] Client dealing (since 7 Apr 2021)

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