Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Dowgate Wealth Limited
FRN 926137
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 7 Apr 2021)
- [FCA CF] Client dealing (since 7 Apr 2021)
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- [FCA CF] Functions requiring qualifications (26 Oct 2020 to 10 Nov 2021)
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- CF30 Customer (6 Jan 2011 to 2 Oct 2019)
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- CF30 Customer (1 Nov 2007 to 5 Nov 2010)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.