Dowgate Wealth Limited

• Principal Place of Business

  Dowgate Wealth

  15 Fetter Lane

  London

  City Of London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442039037723

  Web

  https://dowgatewealth.co.uk

• Complaints Contact

  Dowgate Wealth Ltd

  15 Fetter Lane

  London

  City Of London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442037584737

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Joseph Edward Drown

  IRN JED01077

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Client dealing (since 17 Feb 2025)
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
• Josh Davis

  IRN JXD01896

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 8 Sep 2022)
  • [FCA CF] Client dealing (since 8 Sep 2022)
• Josh Sanford

  IRN JXS02967

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • SMF3 Executive Director (since 19 Dec 2024)
  • [FCA CF] Functions requiring qualifications (since 7 Apr 2021)
  • [FCA CF] Client dealing (since 7 Apr 2021)
• Joshua Ross-Field

  IRN JXR01506

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Client dealing (since 7 Apr 2021)
  • [FCA CF] Functions requiring qualifications (since 7 Apr 2021)
  • SMF3 Executive Director (9 Dec 2021 to 8 Nov 2024)
• LAURENCE GEORGE HULSE

  IRN LXH15246

  • [FCA CF] Material risk taker (since 4 Dec 2023)
  • [FCA CF] Client dealing (since 1 Dec 2022)
  • [FCA CF] Manager of certification employee (20 Oct 2023 to 1 Dec 2023)
  • [FCA CF] Material risk taker (1 Dec 2022 to 1 Dec 2023)
• Lewis Pether

  IRN LXP01555

  • [FCA CF] Client dealing (since 4 Sep 2025)
  • [FCA CF] Functions requiring qualifications (7 Apr 2021 to 31 Mar 2022)
• Lorna Mona Tilbian

  IRN LMT00012

  • SMF3 Executive Director (9 Nov 2021 to 21 Oct 2024)
• Mark Bareham

  IRN MXB01423

  • [FCA CF] Client dealing (17 Feb 2025 to 1 Sep 2025)
  • [FCA CF] Functions requiring qualifications (17 Feb 2025 to 1 Sep 2025)
• Mark David Chadwick

  IRN MDC01077

  • SMF1 Chief Executive (15 Sep 2022 to 9 Jun 2023)
  • SMF3 Executive Director (1 Dec 2021 to 31 Aug 2023)
  • [FCA CF] Functions requiring qualifications (7 Apr 2021 to 31 Aug 2023)
• Michael Carruthers Johnstone

  IRN MCJ01020

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
  • [FCA CF] Client dealing (since 17 Feb 2025)

No changes recorded yet.