Josh Sanford

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dowgate Wealth Limited

    FRN 926137

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • SMF3 Executive Director (since 19 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 7 Apr 2021)
    • [FCA CF] Client dealing (since 7 Apr 2021)
  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • [FCA CF] Functions requiring qualifications (11 Jan 2021 to 31 Mar 2023)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF30 Customer (21 Mar 2019 to 8 Dec 2019)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF30 Customer (16 Dec 2014 to 15 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

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