Lewis Pether

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Dowgate Wealth Limited
FRN 926137
- [FCA CF] Client dealing (since 4 Sep 2025)
- [FCA CF] Functions requiring qualifications (7 Apr 2021 to 31 Mar 2022)
Dowgate Capital Limited (no longer approved here)
FRN 146274
- [FCA CF] Functions requiring qualifications (8 Aug 2020 to 10 Nov 2021)
Canaccord Genuity Wealth Limited (no longer approved here)
FRN 194927
- CF30 Customer (18 Mar 2019 to 8 Dec 2019)
CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 209741
- CF30 Customer (22 Mar 2017 to 8 Oct 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.