Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dowgate Wealth Limited (no longer approved here)

    FRN 926137

    • SMF1 Chief Executive (15 Sep 2022 to 9 Jun 2023)
    • SMF3 Executive Director (1 Dec 2021 to 31 Aug 2023)
    • [FCA CF] Functions requiring qualifications (7 Apr 2021 to 31 Aug 2023)
  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 31 Mar 2023)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF30 Customer (5 Apr 2019 to 8 Dec 2019)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF30 Customer (1 Nov 2007 to 2 Oct 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.