Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • [FCA CF] Client dealing (31 Dec 2024 to 6 Feb 2026)
    • SMF9 Chair of the Governing Body (24 Feb 2020 to 1 Jul 2025)
    • SMF3 Executive Director (9 Dec 2019 to 14 Feb 2025)
    • CF30 Customer (26 Sep 2018 to 8 Dec 2019)
    • CF1 Director (26 Sep 2018 to 8 Dec 2019)
  • Dowgate Wealth Limited (no longer approved here)

    FRN 926137

    • SMF3 Executive Director (9 Nov 2021 to 21 Oct 2024)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF30 Customer (1 Nov 2007 to 31 Dec 2017)
    • CF1 Director (1 Dec 2001 to 30 Sep 2017)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.