Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Dowgate Wealth Limited
FRN 926137
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
- [FCA CF] Client dealing (since 17 Feb 2025)
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- [FCA CF] Functions requiring qualifications (1 May 2020 to 10 Mar 2025)
- [FCA CF] Client dealing (1 May 2020 to 10 Mar 2025)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Mar 2003)
- CF27 Investment Management (1 Dec 2001 to 7 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.