Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
    • [FCA CF] Client dealing (since 17 Feb 2025)
  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • [FCA CF] Functions requiring qualifications (1 May 2020 to 10 Mar 2025)
    • [FCA CF] Client dealing (1 May 2020 to 10 Mar 2025)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF21 Investment Adviser (1 Dec 2001 to 7 Mar 2003)
    • CF27 Investment Management (1 Dec 2001 to 7 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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