Joseph Edward Drown

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dowgate Wealth Limited

    FRN 926137

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
    • [FCA CF] Client dealing (since 17 Feb 2025)
  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (20 Apr 2004 to 31 Oct 2007)
    • CF27 Investment Management (20 Apr 2004 to 31 Oct 2007)
    • CF26 Customer Trading (20 Apr 2004 to 31 Oct 2007)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF30 Customer (30 Jul 2010 to 31 Dec 2010)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF30 Customer (13 Nov 2009 to 11 Oct 2010)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF21 Investment Adviser (31 May 2002 to 19 Mar 2004)
    • CF27 Investment Management (31 May 2002 to 19 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.