Dowgate Wealth Limited

• Principal Place of Business

  Dowgate Wealth

  15 Fetter Lane

  London

  City Of London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442039037723

  Web

  https://dowgatewealth.co.uk

• Complaints Contact

  Dowgate Wealth Ltd

  15 Fetter Lane

  London

  City Of London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442037584737

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Natalie Hannah Howman

  IRN NHH01021

  • SMF16 Compliance Oversight (since 23 Sep 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Sep 2024)
• Neil Robert Morss

  IRN NRM01075

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
  • [FCA CF] Client dealing (since 17 Feb 2025)
• Robert Ian Regan

  IRN RIR01004

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 17 Feb 2025)
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
• Robert Price

  IRN RXP00593

  • SMF16 Compliance Oversight (1 May 2024 to 5 Jun 2024)
• Simon David Carter

  IRN SDC01123

  • SMF3 Executive Director (since 10 Dec 2020)
  • SMF16 Compliance Oversight (10 Dec 2020 to 3 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2020 to 23 Sep 2024)
• Simon Jonathon Ramsay Inness

  IRN SJI01009

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 29 Apr 2024)
  • [FCA CF] Client dealing (since 29 Apr 2024)
• Stuart Melville Parkinson

  IRN SMP01080

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
  • [FCA CF] Client dealing (since 17 Feb 2025)
  • SMF1 Chief Executive (since 18 Dec 2024)
• William Bonner-Davies

  IRN RWB01113

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 17 Feb 2025)
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
  • [FCA CF] Material risk taker (17 Feb 2025 to 5 Dec 2025)
• William David Searle

  IRN WDS01044

  • [FCA CF] Functions requiring qualifications (1 Mar 2022 to 31 Aug 2023)
• Xiaolin Saitowitz

  IRN XXS01176

  • [FCA CF] Client dealing (1 Nov 2023 to 3 Dec 2024)

No changes recorded yet.