William David Searle

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WHITMAN ASSET MANAGEMENT LIMITED
FRN 916792
- SMF3 Executive Director (since 13 Jun 2025)
- [FCA CF] Significant management (since 7 Apr 2024)
Dowgate Wealth Limited (no longer approved here)
FRN 926137
- [FCA CF] Functions requiring qualifications (1 Mar 2022 to 31 Aug 2023)
CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 209741
- [FCA CF] Client dealing (2 Dec 2020 to 26 Aug 2021)
- CF30 Customer (28 Feb 2012 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.