Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dowgate Wealth Limited (no longer approved here)

    FRN 926137

    • [FCA CF] Functions requiring qualifications (17 Feb 2025 to 27 Jun 2025)
    • [FCA CF] Client dealing (17 Feb 2025 to 27 Jun 2025)
  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • [FCA CF] Client dealing (23 Jan 2023 to 10 Mar 2025)
    • [FCA CF] Functions requiring qualifications (23 Jan 2023 to 10 Mar 2025)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Jan 2023)
    • CF30 Customer (7 Aug 2014 to 8 Dec 2019)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF30 Customer (1 Nov 2007 to 1 Aug 2014)
    • CF21 Investment Adviser (30 Jun 2006 to 31 Oct 2007)
    • CF27 Investment Management (30 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.