Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 17 Feb 2025)
    • [FCA CF] Functions requiring qualifications (17 Feb 2025 to 1 Sep 2025)
  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF30 Customer (13 Nov 2009 to 11 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.