Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Dowgate Wealth Limited
FRN 926137
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
- [FCA CF] Client dealing (since 17 Feb 2025)
-
- [FCA CF] Client dealing (8 Apr 2024 to 10 Mar 2025)
- [FCA CF] Functions requiring qualifications (8 Apr 2024 to 10 Mar 2025)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2024)
- CF30 Customer (4 Jul 2011 to 8 Dec 2019)
-
- CF11 Money Laundering Reporting (6 May 2010 to 1 Jul 2011)
- CF30 Customer (1 May 2009 to 1 Jul 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.