Union Investment Management Limited

• Principal Place of Business

  Anstey Bond LLP, 1-2 Charterhouse Mews

  London

  Islington

  EC1M 6BB

  UNITED KINGDOM

  Phone

  +442070160000

  Web

  https://www.uim.co.uk

• Complaints Contact

  Anstey Bond LLP, 1-2 Charterhouse Mews

  London

  Islington

  EC1M 6BB

  UNITED KINGDOM

  Phone

  +442070160000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Peter Lomas

  IRN APL01104

  • CF30 Customer (1 May 2013 to 1 Oct 2013)
• Alexander David Smith

  IRN ADS01108

  • CF30 Customer (18 May 2009 to 1 Jun 2012)
• Alexander Nigel McArthur

  IRN ANM01027

  • CF2 Non Executive Director (24 May 2002 to 21 Oct 2003)
• Andreas Mitas

  IRN AXM03396

  • CF30 Customer (23 Aug 2012 to 1 Nov 2013)
• Asghar Bokhari

  IRN AXB01801

  • CF30 Customer (1 Jul 2010 to 27 Jul 2011)
• Christopher James Yardley

  IRN CJY01017

  • CF30 Customer (11 Mar 2013 to 24 Feb 2014)
• Claes Erik Piehl

  IRN CEP01045

  • CF2 Non Executive Director (24 Nov 2003 to 25 Apr 2006)
• Craig Sean Paul Wheeler

  IRN CSW01051

  • CF30 Customer (9 Nov 2010 to 24 Feb 2014)
• Damian Zackary Testi

  IRN DZT00002

  • CF11 Money Laundering Reporting (6 May 2010 to 1 Jul 2011)
  • CF30 Customer (1 May 2009 to 1 Jul 2011)
• Daniel Jacques Nicolas Jankowski

  IRN DJJ01046

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (8 Aug 2018 to 8 Dec 2019)

• OCH Capital LLP (no longer appointed)

  FRN 499137 · Appointed 8 Apr 2009 · Until 29 Nov 2010

• Firecrest Fund Management Limited (no longer appointed)

  FRN 491740 · Appointed 21 Nov 2008 · Until 30 Jul 2009

• Agrifirma Services Ltd (no longer appointed)

  FRN 479012 · Appointed 13 Feb 2008 · Until 9 Jul 2009

No changes recorded yet.